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Exempt market securities
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#	Item
61	Blanket Order No[removed]In the Matter of the Securities Act, R.S.N.S. 1989, Chapter 418, as amended -and In the Matter of an Exemption from Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-10-22 10:50:24 New Deal Securities Act Financial economics Financial regulation Finance Exempt market dealer Non-reporting issuer United States Securities and Exchange Commission United States securities law 73rd United States Congress
62	Unofficial Consolidation of NI[removed]and its CP as of May 1, 2014 Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-08-22 11:50:14 Stock market Exempt market dealer Financial services Securities Prospectus Collective investment scheme Non-reporting issuer Financial adviser Financial economics Investment Finance
63	Backgrounder Ontario Securities Commission Commission des Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-03-20 10:54:47 Stock market Business Securities Canadian law Canadian securities regulation Prospectus Crowd funding Accredited investor Exempt market dealer Financial economics Finance Investment
64	Rules Notice Request for Comments Dealer Member Rules Contact: Doug Harris Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-18 10:21:03 Securities Corporate finance Investment Criminal law Due diligence Underwriting Initial public offering Exempt market dealer Diligence Financial economics Finance Business
65	Microsoft Word - CSA_Clearing_Agency_FINAL3 Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-11-27 12:32:53 Financial regulation Government Securities Commission Capital market Financial system Autorité des marchés financiers International Organization of Securities Commissions Exempt market dealer Canadian Securities Administrators Canadian securities regulation Canada
66	The Ontario Securities Commission OSC Bulletin November 20, 2014 Volume 37, Issue[removed]), 37 OSCB Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-11-20 16:37:24 Canadian law Collective investment schemes Funds Ontario Securities Commission Exempt market dealer Canadian securities regulation Securities Act Security Financial economics Investment Finance
67	Microsoft Word[removed]body.doc Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-11-27 10:07:07 Finance Securities Non-reporting issuer Prospectus United States Securities and Exchange Commission Security Securities Act Exempt market securities Financial economics Stock market Investment
68	The Ontario Securities Commission OSC Bulletin November 13, 2014 Volume 37, Issue[removed]), 37 OSCB Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-11-14 09:49:53 Business S&P/TSX 60 Index S&P/TSX Composite Index TD Waterhouse Investment Industry Regulatory Organization of Canada Ontario Securities Commission Exempt market dealer Economy of Canada Financial economics Toronto-Dominion Bank
69	~evvices,LLC 104~e([evue Avenue, Hammonton, NJ[removed]0444 APR[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-21 12:52:28 Securities Stock market Prospectus Financial adviser Securities Investor Protection Corporation U.S. Securities and Exchange Commission Regulation S-K Exempt market securities Financial economics Investment Finance
70	Policy Bulletin No[removed]P - Point of Sale Disclosure for Mutual Funds – Publication of Final Rules Related to Pre-Sale Delivery of Fund Facts Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-12-12 15:54:24 Financial services Institutional investors Securities Canadian securities regulation Mutual fund Prospectus Exempt market dealer Independent Review Committee Financial economics Investment Canadian law

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